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Junior Compliance Consultant

Apply now Job no: 513108
Work type: Contract
Location: Italy
Categories: Client Corporate Secretarial
Office Location: Milan

Job Purpose:

The role of the Junior Compliance Specialist is to perform the tasks assigned within the scope of compliance projects both at the TMF Group’s compliance team and at TMF Compliance (Italy)’s clients level

Key Responsibilities:

  • Compliance checks (ex ante) of legal documentation and internal policies and procedures drafted at TMF Group level (TMF Compliance framework) and by TMF Compliance (Italy)’s clients
  • Compliance checks (ex post) aimed at ascertaining the respect of the obligations set by the legal documentation and the internal policies and procedures adopted at TMF Group level and by TMF Compliance (Italy)’s clients
  • Collection, analysis, evaluation and keeping of KYC files in compliance with the obligations set by AML rules and according to TMF Group procedures (initial checks and periodical reviews)
  • Maintaining of KYC files data base and statistics and related monthly and ad-hoc reporting to senior management
  • Liaising with TMF Group’s compliance team and TMF Compliance (Italy)’s clients and providing them support on specific requests
  • Assisting and participating in specific projects initiated by TMF Group’s compliance team and/or TMF Compliance (Italy)’s team (e.g. compliance/AML risk assessments)

Job specific requirements:

  • 1/2 years’ compliance, risk management, internal audit and/or experience required
  • Legal, Finance or Business related Degree
  • Practical knowledge of relevant legislation and regulatory requirements
  • Operational knowledge of Italian and international Anti-Money Laundering laws and regulations
  • Operational knowledge of financial intermediaries (management companies, investment firms, etc.)
  • Good reading, written, oral and interpersonal skills;
  • Ability to communicate effectively with staff, management and international clients;
  • Carefulness to details and possession of investigative nature

Advertised: W. Europe Daylight Time
Applications close: W. Europe Daylight Time

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